Compliance software for fund and discretionary managers
Category II and IIA managers answer to the FSCA, platforms, clients and their own boards. FSP Complai keeps your mandates, DDQs, Key Individual requirements and FICA programme in one workspace, and builds the board pack from live data.
Compliance tools for Fund and discretionary managers
- Mandate and agreement library with AI summaries
- DDQ automation for platform and client questionnaires
- Key Individual and fit and proper tracking
- Board pack and compliance committee reporting
Key modules
DDQ automation, Legal agreements, People and fit and proper, FICA and RMCP builder, Board pack, Risk and incidents, Self-audit